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Proceeds of Crime (Money Laundering) and Terrorist Financing Administrative Monetary Penalties Regulations (SOR/2007-292)

Regulations are current to 2020-07-28 and last amended on 2020-06-01. Previous Versions

AMENDMENTS NOT IN FORCE

  • — SOR/2019-240, s. 105.1, as amended by SOR/2020-112, s. 19

  • — SOR/2019-240, s. 106, as amended by SOR/2020-112, s. 19

    • 106 Section 2 of the Regulations is repealed.

  • — SOR/2019-240, s. 107, as amended by SOR/2020-112, s. 19

  • — SOR/2019-240, s. 108, as amended by SOR/2020-112, s. 19

    • 108 Subsection 4(1) of the Regulations is replaced by the following:

        • 4 (1) Each violation is classified as a minor, serious or very serious violation, as set out in column 2 of Part 1 of the schedule and in column 3 of Parts 2 and 3 of the schedule.

  • — SOR/2019-240, s. 109

  • — SOR/2019-240, s. 110

    • 110 Section 10 of the Regulations and the heading before it are repealed.

  • — SOR/2019-240, s. 114, as amended by SOR/2020-112, s. 20

    • 114 The schedule to the Regulations is replaced by the schedule set out in Schedule 2 to these Regulations.

      SCHEDULE 2(Section 114)

      SCHEDULE(Sections 3 and 4)

      PART 1

      Proceeds of Crime (Money Laundering) and Terrorist Financing Act

      Column 1Column 2
      ItemProvision of ActClassification of Violation
      17Very serious
      29(3)Serious
      39.2Serious
      49.31(1)Serious
      59.4(1)(c)Serious
      69.4(1)(d)Serious
      79.4(2)Serious
      89.5(a)Minor
      99.5(b)Minor
      109.6(3)Serious
      119.7(1)Serious
      129.7(2)Serious
      139.7(4)Minor
      149.8(1)Serious
      1511.1Serious
      1611.12(1)Serious
      1711.13(1)Serious
      1811.14(1)Serious
      1911.17(1)Serious
      2011.19Serious
      2111.2Serious
      2211.43Very serious
      2311.44(1)Very serious
      2411.44(2)Serious
      2562(2)Serious
      2663.1(2)Serious

      PART 2

      Proceeds of Crime (Money Laundering) and Terrorist Financing Act and Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations

      Column 1Column 2Column 3
      ItemProvision of ActProvision of Proceeds of Crime (Money Laundering) and Terrorist Financing RegulationsClassification of Violation
      19(1)7(1)(a)Minor
      29(1)7(1)(b)Minor
      39(1)7(1)(c)Minor
      49(1)7(1)(d)Minor
      59(1)8(3)(a)Minor
      69(1)8(3)(b)(i)Minor
      79(1)8(3)(b)(ii)Minor
      89(1)8(3)(b)(iii)Minor
      99(3)9(a)Minor
      109(3)9(b)Minor
      11610Minor
      12611Minor
      13612Minor
      14613Minor
      15614(1)Minor
      16615(1)Minor
      179.4(1)(a)16(2)Minor
      189.4(1)(e)16(3)Serious
      199(1)18Minor
      209(1)19Minor
      21620Minor
      22621Minor
      23622Minor
      24623Minor
      259(1)25Minor
      269(1)26Minor
      27627Minor
      28628Minor
      29629Minor
      309(1)30(1)(a)Minor
      319(1)30(1)(b)Minor
      329(1)30(1)(c)Minor
      339(1)30(1)(d)Minor
      349(1)30(1)(e)Minor
      359(1)30(1)(f)Minor
      36631Minor
      37632Minor
      389(1)33(1)(a)Minor
      399(1)33(1)(b)Minor
      409(1)33(1)(c)Minor
      419(1)33(1)(d)Minor
      429(1)33(1)(e)Minor
      439(1)33(1)(f)Minor
      44634Minor
      45635Minor
      46636Minor
      47637Minor
      489(1)39Minor
      499(1)40Minor
      50641Minor
      51642Minor
      52643Minor
      539(1)48Minor
      549(1)49Minor
      55650Minor
      56651Minor
      57652Minor
      589(1)54Minor
      599(1)55Minor
      60656Minor
      61657Minor
      62658(1)Minor
      639(1)60Minor
      649(1)61Minor
      65662Minor
      66663Minor
      67664Minor
      689(1)66Minor
      699(1)67Minor
      70668Minor
      71669Minor
      729(1)70(1)(a)Minor
      739(1)70(1)(b)Minor
      749(1)70(1)(c)Minor
      759(1)70(1)(d)Minor
      769(1)71Minor
      77672(1)Minor
      78673Minor
      79674Minor
      809(1)78Minor
      819(1)79Minor
      82680Minor
      83681Minor
      84682Minor
      856.184Minor
      866.185(1)Minor
      876.186Minor
      886.187Minor
      896.188Minor
      906.189Minor
      919.4(1)(a)90(a)Minor
      929.4(1)(a)90(b)Minor
      939.4(1)(a)91(a)Minor
      949.4(1)(a)91(b)Minor
      956.192Minor
      966.194Minor
      976.195(1), (3) or (4)Minor
      986.196Minor
      996.1100Minor
      1006.1101(1)Minor
      1016.1101(3)Minor
      1026101(4)Minor
      1036.1102Minor
      1046.1103Minor
      1056.1104Minor
      1066108Minor
      1076109(5)Minor
      1086.1111(2)Minor
      1096112(4)Minor
      1106.1114(2)Minor
      1119.3(1)116(1)(a)Minor
      1129.3(1)116(1)(b)Minor
      1139.3(1)116(2)Minor
      1149.3(1)116(3)Minor
      1159.3(1)117Minor
      1169.3(1)119(1)Minor
      1179.3(1)119(2)Minor
      1189.3(1)119(3)Minor
      1199.3(1)120(1)Minor
      1209.3(1)120(2)Minor
      1219.3(1)120(3)Minor
      1229.3(1)120(4)Minor
      1239.3(1)120(5)Minor
      1249.3(1)120.1(1)Minor
      1259.3(1)120.1(2)Minor
      1269.3(1)120.1(3)Minor
      1279.3(1)120.1(4)Minor
      1289.3(1)120.2(1)Minor
      1299.3(1)120.2(2)Minor
      1309.3(1)120.2(3)Minor
      1319.3(1)120.2(4)Minor
      1329.3(2)121(1)(a)Minor
      1339.3(2)121(1)(b)Minor
      1349.3(2)121(1)(c)Minor
      1359.3(2.1)121(2)Minor
      1369.3121(3)Minor
      1379.3(2)122(1)(a)Minor
      1389.3(2)122(1)(b)Minor
      1399.3(2)122(2)(a)Minor
      1409.3(2)122(2)(b)Minor
      1419.3(2)122(3)Minor
      1429.3(2)122(4)(a)Minor
      1439.3(2)122(4)(b)Minor
      1449.3(2.1)122(5)Minor
      1459.3(2.1)122(6)Minor
      1469.3(2.1)122(7)Minor
      1479.3(2.1)122(8)Minor
      1489.3122(9)Minor
      1499.3122(10)Minor
      1509.3(2)122.1(1)(a)Minor
      1519.3(2)122.1(1)(b)Minor
      1529.3(2)122.1(2)(a)Minor
      1539.3(2)122.1(2)(b)Minor
      1549.3(2.1)122.1(3)Minor
      1559.3(2.1)122.1(4)Minor
      1569.3(2.1)122.1(5)Minor
      1579.3(2.1)122.1(6)Minor
      1586123(1)Minor
      1596123(2)Minor
      1606123(3)Minor
      1616123(4)Minor
      1626123(5)Minor
      163123.1Minor
      164124.1(1)Minor
      165124.1(2)Minor
      1669(1)125Minor
      1679(1)131(1)Minor
      1689(1)131(2)Minor
      1699(1)132(1)Minor
      1709(1)132(2)Minor
      1719(1)132(3)Minor
      1726.1134(1)Minor
      1736134(2)Minor
      1746134(3)Minor
      1756.1135(1)Minor
      1766135(2)Minor
      1776135(3)Minor
      1786.1136(1)Minor
      1796136(2)Minor
      1806136(3)Minor
      1816.1137(1)Minor
      1826137(2)Minor
      1836137(3)Minor
      1846.1138(1)Minor
      1856.1138(2)Minor
      1866138(3)Minor
      1876.1138(4)(a)Serious
      1889.6(3)138(4)(b)Serious
      1896138(5)Minor
      1906139Minor
      1916144Minor
      1926145Minor
      1936146(1)Minor
      1946148(1)Minor
      1956149Minor
      1969.6(1)156(1)(a)Serious
      1979.6(1)156(1)(b)Serious
      1989.6(1)156(1)(c) and (2)Serious
      1999.6(1)156(1)(d) and (e)Serious
      2009.6(1)156(1)(f) and (3)Serious
      2019.6(1)156(4)Serious

      PART 3

      Proceeds of Crime (Money Laundering) and Terrorist Financing Act and Proceeds of Crime (Money Laundering) and Terrorist Financing Suspicious Transaction Reporting Regulations

      Column 1Column 2Column 3
      ItemProvision of ActProvision of Proceeds of Crime (Money Laundering) and Terrorist Financing Suspicious Transaction Reporting RegulationsClassification of Violation
      179(1)Serious
      279(2)Serious
      37.110Very serious
      47 and 7.112Serious
      5612.1(1)Minor
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