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Version of document from 2010-01-01 to 2011-09-21:

Supervisory Information (Insurance Companies) Regulations



Registration 2001-01-30

Supervisory Information (Insurance Companies) Regulations

P.C. 2001-137 2001-01-30

Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to section 672.1Footnote a and paragraph 703(a) of the Insurance Companies ActFootnote b, hereby makes the annexed Supervisory Information (Insurance Companies) Regulations.


 In these Regulations, company means a company, society, foreign company or provincial company.

Prescribed Supervisory Information

  • SOR/2001-483, s. 1
  • SOR/2009-296, s. 23

Prohibited Disclosure

 Subject to sections 4 and 5, a company shall not, directly or indirectly, disclose prescribed supervisory information relating to it or to any of its affiliates.

Limited Disclosure

 A company may disclose prescribed supervisory information referred to in section 3 to its affiliates or to its directors, officers, actuary, employees, auditors, securities underwriters or legal advisors, or to those of its affiliates, if the company ensures that the information remains confidential.

 A company or any of its affiliates may disclose prescribed supervisory information referred to in paragraph 2(1)(c) if the company or affiliate considers the information to contain a material fact or material change that is required by the securities laws of the relevant jurisdiction to be disclosed.

Coming into Force

 These Regulations come into force on the day on which they are registered.

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