This Web page has been archived on the Web.

Cooperative Credit Associations Act

This version of section 166.01 is in force from 2003-01-01 to 2006-11-27.
 

Marginal note:Definitions

166.01 The definitions in this section apply in this section and in sections 166.02 to 166.08.

“registrant”

« courtier agréé »

“registrant” means a securities broker or dealer required to be registered to trade or deal in securities under the laws of any jurisdiction.

“solicit” or “solicitation”

« sollicitation »

“solicit” or “solicitation” includes

  • (a) a request for a proxy, whether or not accompanied by or included in a form of proxy,

  • (b) a request to execute or not to execute a form of proxy or to revoke a proxy,

  • (c) the sending of a form of proxy or other communication to a shareholder under circumstances reasonably calculated to result in the procurement, withholding or revocation of a proxy, and

  • (d) the sending of a form of proxy to a shareholder under section 166.04,

but does not include

  • (e) the sending of a form of proxy in response to an unsolicited request made by or on behalf of a shareholder,

  • (f) the performance of administrative acts or professional services on behalf of a person soliciting a proxy,

  • (g) the sending by a registrant of the documents referred to in section 166.07, or

  • (h) a solicitation by a person in respect of shares of which that person is the beneficial owner.

“solicitation by or on behalf of the management of an association”

« sollicitation effectuée par la direction d’une association ou pour son compte »

“solicitation by or on behalf of the management of an association” means a solicitation by any person pursuant to a resolution or instruction of, or with the acquiescence of, the directors or a committee of the directors of the association.

  • 1997, c. 15, s. 120.