Cooperative Credit Associations Act
166.01 The definitions in this section apply in this section and in sections 166.02 to 166.08.
« courtier agréé »
“registrant” means a securities broker or dealer required to be registered to trade or deal in securities under the laws of any jurisdiction.
“solicit” or “solicitation”
« sollicitation »
“solicit” or “solicitation” includes
(a) a request for a proxy, whether or not accompanied by or included in a form of proxy,
(b) a request to execute or not to execute a form of proxy or to revoke a proxy,
(c) the sending of a form of proxy or other communication to a shareholder under circumstances reasonably calculated to result in the procurement, withholding or revocation of a proxy, and
(d) the sending of a form of proxy to a shareholder under section 166.04,
but does not include
(e) the sending of a form of proxy in response to an unsolicited request made by or on behalf of a shareholder,
(f) the performance of administrative acts or professional services on behalf of a person soliciting a proxy,
(g) the sending by a registrant of the documents referred to in section 166.07, or
(h) a solicitation by a person in respect of shares of which that person is the beneficial owner.
“solicitation by or on behalf of the management of an association”
« sollicitation effectuée par la direction d’une association ou pour son compte »
“solicitation by or on behalf of the management of an association” means a solicitation by any person pursuant to a resolution or instruction of, or with the acquiescence of, the directors or a committee of the directors of the association.
- 1997, c. 15, s. 120.
- Date modified: